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| Section | Weight | Objectives |
|---|---|---|
| Understanding Risks and Methods of Financial Crime | 26% | - Financial crime risks and consequences
|
| Building and Managing Anti-Financial Crime Compliance Programs | 28% | - Monitoring, reporting and record keeping
- Program framework and policies
|
| Global Anti-Financial Crime Frameworks, Governance and Regulations | 24% | - Regional and national regulations
|
| Tools, Technologies and Investigations | 22% | - Investigation processes and evidence handling
|
關於預付卡,主要的反洗錢問題是什麼?
Correct Answer: D 🗳️
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根據金融行動特別工作組(FATF)的數據。與環境犯罪洗錢收益相關的潛在風險指標包括: (選擇兩個。)
Correct Answer: B,C 🗳️
根據金融行動特別工作小組 (FATF) 的《基於風險的人壽保險業指南》,下列哪些是與第三方參與人壽保險產品相關的洗錢危險信號? (選兩項。)
Correct Answer: A,D 🗳️
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銀行反洗錢/反恐怖主義融資合規計畫設計上的缺陷可能導致受監管實體的哪個部門承擔個人責任? (選兩項。)
Correct Answer: B,C 🗳️
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在離岸金融中心 (OFC) 設立的商業實體具有獨特的洗錢風險,因為它們通常:
Correct Answer: C 🗳️
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